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西门子财务租赁 -Compliance Officer

Job Description

Compliance Officer - Beijing

Job Description:

- Interpret and analyze the policies from government, regulatory bodies, and other agencies, and guide the business and operations to comply with all compliance requirements

- Prepare various compliance and regulatory reports; advise on compliance issues on some focused areas, such as anti-corruption, AML, etc.

- Identify areas of improvement within the organization and create a practical plan with 1st line of defense and help with implementation

- Identify, investigate, analyze, and evaluate instances of potential fraud, and assist in dealing with whistleblowing case

- Prepare compliance investigation reports, and recommend further steps to be taken that includes a comprehensive presentation of the results of the investigation

- Supports relevant legal and arbitration proceedings, including collecting evidence, and working with relevant departments to prepare cases for labor dispute, civil or criminal actions, and dealing with request to assist law enforcement bodies

- Conducts trainings and case studies to improve the compliance awareness of the company

Preferred Qualifications:

- Bachelor’s Degree in related discipline

- No less than 5 years of compliance and/or investigative experience in financial institutions; or >3 years of big 4 experience in financial services industry

- Advanced level skills in MS Office

- Attention to detail and high level of accuracy

- Excellent cross-department communication skills; must be a team player

- Fluent English



Organization: Siemens Financial Services

Company: Siemens Finance and Leasing Ltd.

Experience Level: Experienced Professional

Full / Part time: Full-time

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